South Florida Arbitration & Litigation Lawyer Blog
FINRA Securities Fraud, Misrepresentation and Mismanagement Attorney, Russell L. Forkey, Esq.
May, 2011
Cesar Madrigal (CRD #4572698, Registered Representative, Deer Park, Texas, formerly registered with Wells Fargo Advisors, LLC.) was barred from association with any FINRA member in any capacity. The sanction was based on findings that Madrigal misappropriated $102,054.55 from customers’ bank accounts by using forged customer signatures on partial withdrawal general ledger tickets. The findings stated that Madrigal admitted to his member that he had engaged in this misconduct. The findings also stated that Madrigal failed to respond to FINRA requests for information. (FINRA Case #2009019322001).
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