South Florida Arbitration & Litigation Lawyer Blog
May, 2012:
FINRA Proposed Rule Change Relating to the Handling of Stop and Stop Limit Orders
http://www.finra.org/Industry/Regulation/RuleFilings/2012/index.htm
Many investors use Stop or Stop Limit Orders as part of their investment strategy. Therefore, it is important to stay abreast of proposed changes that may effect that strategy. Consequently, it is important that you read the proposed rule change that has been proposed by Financial Industry Regulatory Authority, Inc.
Please keep in mind that this post is being provided for educational purposes only and should not be considered investment or legal advice. Thus, it is not itended to be complete in all material respects. If you have any questions, you should contact a qualified professional.
To review a copy of the proposed amendment, please follow the highlighted link: http://www.finra.org/web/groups/industry/@ip/@reg/@rulfil/documents/rulefilings/p126536.pdf