The following post provides a general summary of what every investor needs to know about the liquidation of an investment fund. Please keep in mind that this information is being provided for educational purposes only and is not designed to be complete in all material respects. If you have any…
Boca Raton, Florida – Elder Financial Abuse FINRA Arbitration and Litigation Attorney: The Financial Industry Regulatory Authority, Inc. (FINRA) is a self-regulatory authority assigned the responsibility, by the Securities and Exchange Commission, to license, regulate and discipline securities broker/dealers and their employees, including account executives. In the event that FINRA…
South Florida Retirement and Senior Financial Abuse Litigation and Arbitration Attorney How You Can Help Others Who May Have Diminished Financial Capacity You may have a parent or other loved one with diminished financial capacity, or who you worry may face that issue in the future. If so, consider the…
South Florida Senior and Retirement Financial Exploitation and Financial Fraud Litigation and Arbitration Attorney: What is diminished financial capacity? “Diminished financial capacity” is a term used to describe a decline in a person’s ability to manage money and financial assets to serve his or her best interests, including the inability…
Boca Raton, Florida Senior, Retirement and Elder Financial Abuse and Financial Exploitation Attorney: Social Media and Investing – Tips for Seniors: More and more older Americans are using social media every day, including to help guide investment decisions. Whether it is to research particular stocks, to find background information on…
10 Ways for Seniors to Protect Themselves From Fraud – South Florida Senior and Retirement Financial Abuse and Exploitation Attorney: Know who you’re dealing with. Try to find a seller’s physical address (not a P.O. Box) and phone number. With internet phone services and other web-based technologies, it’s tough to…
Refund and Recovery Scams – Boca Raton, Florida Fraud and Misrepresentation Attorney Refund and Recovery Scams Which Promise You That You Will Get Your Money Back: Phone Scams: Scam artists buy and sell “sucker lists” with the names of people who already have lost money to fraudulent promotions, many focusing…
Luciano Andres Battioli – Boca Raton, Florida Account Executive Conversion and Theft FINRA Arbitration and Litigation Attorney The Financial Industry Regulatory Authority, Inc. (FINRA) is a self-regulatory authority assigned the responsibility, by the Securities and Exchange Commission, to license, regulate and discipline securities broker/dealers and their employees, including account executives.…
Annuity and Insurance Fraud and Misrepresentation – Elder Financial Abuse and Exploitation Litigation and Arbitration Attorney: SEC Charges Four Insurance Agents in Securities Fraud Targeting Elderly Investors The Securities and Exchange Commission recently announced charges against four insurance agents for unlawfully selling securities in what turned out to be a…
Fort Lauderdale, Boca Raton, Delray Beach, Lantana, Lake Worth and West Palm Beach, Florida Elder Financial Abuse and Exploitation Litigation and FINRA Arbitration Attorney: SEC Charges Virginia-Based Broker With Stealing Funds From Elderly Customers The Securities and Exchange Commission recently charged a broker based in Roanoke, Va., with defrauding elderly…