In The Matter Of Daniel Bogar, Bernerd E. Young, and Jason T. Green September, 2012: The Securities and Exchange Commission recently announced the issuance of an Order Instituting Administrative Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934,…
SEC Halts Denver-Based Ponzi Scheme August, 2012: The Securities and Exchange Commission recently announced fraud charges and an emergency asset freeze against a Denver-based company and two Colorado residents carrying out a $15.7 million Ponzi scheme harming more than 120 investors nationwide. The SEC alleges that Michael J. Turnock of…
South Florida Peer-to-Peer Lending Litigation and Arbitration Attorney: Peer-to-Peer lending has come under the scrutiny of state regulators as it gains in popularity. State securities regulators are warning investors to be careful of peer-to-peer lending over the Internet, a trend they say is on the rise as conventional loans have…