FAQ – Where Do Microcap Stocks Trade – South Florida State and Federal Court Litigation Attorney
FAQ – Where Do Microcap Stocks Trade? Many microcap stocks trade in the “over-the-counter” (OTC) market. Quotes for microcap stocks may be available directly from a broker-dealer or on OTC systems such as the OTC Bulletin Board (OTCBB), OTC Link LLC...FAQ – What is a Microcap Stock – South Florida Federal and State Court Litigation and Arbitration Attorney
What Is a Microcap Stock? The term “microcap stock” (sometimes referred to as “penny stock”) applies to companies with low or micro market capitalizations. Companies with a market capitalization of less than $250 or $300 million are often...Boca Raton, Florida Based Securities Fraud – Sanomedics, Inc. – Florida Federal and State Court Litigation Attorney
Securities and Exchange Commission v. Keith Houlihan, No. 9:18-cv-80585 (S.D. Fla. filed May 4, 2018) The Securities and Exchange Commission recently filed an enforcement action against a former microcap company president with defrauding over 700 investors...Microcap “Blank Check” Fraud – South Florida Fraud, Misrepresentation and Commercial Litigation Attorney
Securities and Exchange Commission v. Diane J. Harrison, et al., Civil Action No. 18-cv-01003 (M.D. Fla., filed April 25, 2018) The Securities and Exchange Commission recently announced that it filed a civil injunctive action on April 25, 2018, against a lawyer and...