Articles Posted in SEC Enforcement Actions 2016

Joseph Andrew Paul, John Ellis, James Quay and Donald Ellison – Boca Raton, Florida Elder, Senior and Retirement Investment Fraud Litigation and Arbitration Attorney

The Securities and Exchange Commission recently announced that it has charged four individuals in a fraud whose victims included seniors who were solicited at “free dinner” investment seminars in Florida.

The SEC alleges that Philadelphia residents Joseph Andrew Paul and John D. Ellis, Jr. lied about the track record of their investment advisory firm and recruited James S. Quay of Atlanta and Donald H. Ellison of Palm Bay, Florida, to lure potential victims with promises of lofty returns.

Gregory Jones – South Florida Fraudulent Offering Documents Litigation and Arbitration Attorney

Securities and Exchange Commission v. Gregory G. Jones., Civil Action No. 4:15-CV-438-A (NDTX)

Court Orders Nearly $2 Million Judgment from Attorney Who Defrauded Investors

Guy Gentile – Boca Raton, Florida Penny Common Stock Fraud Litigation and Arbitration Attorney

Securities and Exchange Commission v. Guy Gentile, Civil Action No. 16-CV-1619 (JLL) (D.N.J.)

SEC Charges New York Man with Conducting Penny Stock Manipulation Schemes

Arcturus Corporation, et. al. – Boca Raton, Florida Fraudulent Oil and Gas Investment Litigation and Arbitration Attorney

Securities and Exchange Commission v. Arcturus Corporation, et al., Civil Action No. 3:13-cv-04861-K (N.D. Tex.)

Promoters of Fraudulent Oil and Gas Investments Found Liable On All Claims

Gregory Ruehle – Boca Raton, Florida Unregistered Broker and Securities Fraud Attorney

SEC Charges Oceanside Man with Defrauding Investors and Acting as an Unregistered Broker-Dealer

Securities and Exchange Commission v. Gregory Ruehle, Civil Action No. 3:16-cv-00366-AJB-MDD (S.D. Cal., filed February 11, 2016)

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