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Practice Areas
- Securities Litigation & Arbitration
- Commodities or Precious Metals Fraud
- Commercial Litigation
- Elder Abuse / Financial Fraud
- Abusive Sales - Churning
- Certificates of Deposit or Bond Scams
- Charitable Gift Annuity Scam
- Diminished Financial Capacity
- Durable Power of Attorney Elder Senior and Retirement Financial Abuse and Exploitation
- Elder, Senior and Retirement Financial Abuse and Exploitation Relating to Variable and Fixed Annuities
- Equity Indexed Certificates of Deposit
- FAQs About Financial Abuse Exploitation
- Florida Adult Protective Services Act
- High Pressure Sales Seminars
- High Return or Risk Free Investments
- High Risk Investment Scams
- How to Report Senior, Elder and Retirement Financial Abuse and Exploitation
- Investment Advisor Services
- Know Your Rights When Receiving a Cold Call
- Prime Bank Schemes
- Promissory Note Scams
- Promissory Note Scams Focusing on Seniors and Retirees
- Sale and Leaseback Contract Scams
- Variable Annuity Abuse
- Investment-Related Information
- After-Hours Trading and Its Risks
- Bond Indenture
- Brokerage Account Transfers
- Bullion Trading Group
- Charitable Contribution Fraud Schemes
- CUSIP – What Is It?
- Excessive Trading - Churning
- FINRA, SEC and CFTC Rules
- Forex Trading - Foreign Currency Exchange
- Form ADV for Investment Advisers
- Fraudulent and Misleading SPAMs
- General Suitability Issues
- Income Investing
- Information Available to Investment Company Shareholders, Such as Mutual Funds and Unit Investment Trusts
- Investment Adviser FAQs
- Investment Risks
- Leveraged and Inverse ETFs
- Municipal Bond Trade Information
- Municipal Bonds Risks and Other Considerations
- Municipal Securities Markets - How They Work
- Nationally Recognized Statistical Rating Organization
- Oil and Gas Offerings - Boca Raton, Florida Oil and Gas Investment Fraud and Misrepresentation Attorney
- Online Investment Newsletters - Real or Fake?
- Opening a Brokerage Account
- Prime Bank and Other Related Bank Frauds
- SIPC Securities Investors Protection Corporation
- Social Media, the Internet and Securities Fraud and Misrepresentation
- Stock Losses - Fraud or Broker Misconduct
- Structured Settlements
- Transactions (Trades) in Three Days: T+3
- The Art of the Pump and Dump
- The Use of Risk and Margin
- Transfer Agents
- Unregistered Securities Offering - Red Flags
- Securities, Commodities and Precious Metals Terms
- Asset Allocation and Mismanagement
- Asset Backed Securities Fraud
- Balance Sheets
- Bid and Ask Prices Spread
- Board of Directors Duties and Responsibilities
- Bond Characteristics
- Bond Mutual Funds
- Bottom Down and Top Up Investment Strategies
- Broker Dealer Confirmations
- Broker Dealer Registration
- Cash Accounts
- Cash Flow Statements Accounting Malpractice
- Certificates of Deposit
- Charitable Gift Annuity
- Churning Activity
- Churning and Excessive Trading
- Deferred Variable Annuity Suitability
- Emerging Market Risks
- Exchange Traded Funds Basics
- FAQs About Corporate Bond Negligence
- Financial Statements, Negligence, Fraud and Misrepresentation
- Fixed Deferred Annuities
- Fundamental Analysis
- Futures Contracts on a Commodity
- Hedge Funds
- Income Statement Accounting Negligence and Fraud Attorney
- IPO - Initial Public Offering
- Joint Venture
- Life Settlements - What Seniors Should Know
- Margin Accounts
- Margin Rules for Day Traders
- Market Limit, Stop and Day Orders
- Microcap Stocks
- Municipal Bonds
- Mutual Fund Breakpoints and Refunds
- Mutual Funds
- Nontraded Business Development Companies (BDCs)
- Oil and Gas Partnerships Beware
- Option Terminology
- Preferred Stocks
- Price / Earnings Ratio
- Private Placements Risk vs. Reward
- Prospectus - What Is It and How to Read It
- Purchaser Representative
- Qualitative Analysis
- Ratios - Another Way to Analyze Investments
- REITs - Publicly Registered Non-Traded vs. Exchange Traded
- Reverse Convertibles
- Reverse Mortgages
- Review of Operations Annual Report
- Rule 144 FAQs
- Rule 144 Stock
- Spot Metal Prices
- Subaccounts - Variable Annuities
- Suitability
- Technical Analysis
- Underwritings - Firm Commitment vs. Best Efforts
- Unit Investment Trusts (UITs)
- Value Investing
- Variable Annuities
- Highlights
- Has Your Broker Been Sued For the Same Thing That Has Happened to You
- Has Your Broker Been Sued by FINRA - Part 1
- Has Your Broker Been Sued by FINRA - Part 2
- Has Your Broker Been Sued by FINRA - Part 3
- Common Stock Terms
