Florida Securities Fraud Litigation and Arbitration Attorney Russell L. Forkey, Esq.
On this post, the reader will find copies of relevant 2010 State of Florida, Department of Financial Regulation enforcement actions that we believe may be of some interest to investors. Please keep in mind that the documents set forth below are for informational purposes only. If you have any questions concerning any information contained on this post, you should consult with a experienced attorney.
If you would like to review any of the final orders referenced below, please follow the highlighted link.
Capital Management Advisors, Inc a registered advisor under Chapter 517 of the Florida Statutes.
David James Grasse and Grasse Capital Management, LLC., a registered investment advisor under Chapter 517 of the Florida Statutes.
Dean Groff, CRD #4377979
George Miller, CRD #1697910
James R. Riolo, CRD Number 2609419
James T. Laing, CRD Number 869876
John Kraskiewicz, CRD Number 2611855
Michael Valentine CRD Number 25662
Robert A. Peck, CRD Number 1839287
The Leaders Group, Inc., CRD Number 37157
Timothy Garrettson, CRD Number 871896
William David Hutchens, Jr. CRD Number 24342234.