Articles Posted in News of Interest to Seniors

FAQ – Liquidation of Investment Funds – South Florida FINRA Arbitration and Commercial Litigation Attorney
Russell L. Forkey

The following post provides a general summary of what every investor needs to know about the liquidation of an investment fund. Please keep in mind that this information is being provided for educational purposes only and is not designed to be complete in all material respects. If you have any questions concerning this subject matter,…

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Boca Raton, Florida – Elder Financial Abuse FINRA Arbitration and Litigation Attorney
Russell L. Forkey

The Financial Industry Regulatory Authority, Inc. (FINRA) is a self-regulatory authority assigned the responsibility, by the Securities and Exchange Commission, to license, regulate and discipline securities broker/dealers and their employees, including account executives. In the event that FINRA elects to institute an enforcement action, firms and licensed individuals have the responsibility to reflect such action…

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Retirement and Senior Financial Abuse Litigation and Arbitration Attorney
Russell L. Forkey

South Florida Retirement and Senior Financial Abuse Litigation and Arbitration Attorney How You Can Help Others Who May Have Diminished Financial Capacity You may have a parent or other loved one with diminished financial capacity, or who you worry may face that issue in the future. If so, consider the following steps to help. Have…

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Senior and Retirement Financial Exploitation and Financial Fraud Attorney
Russell L. Forkey

South Florida Senior and Retirement Financial Exploitation and Financial Fraud Litigation and Arbitration Attorney: What is diminished financial capacity? “Diminished financial capacity” is a term used to describe a decline in a person’s ability to manage money and financial assets to serve his or her best interests, including the inability to understand the consequences of…

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Boca Raton, Florida Senior, Retirement and Elder Financial Abuse and Financial Exploitation Attorney
Russell L. Forkey

Boca Raton, Florida Senior, Retirement and Elder Financial Abuse and Financial Exploitation Attorney: Social Media and Investing – Tips for Seniors: More and more older Americans are using social media every day, including to help guide investment decisions. Whether it is to research particular stocks, to find background information on financial professionals, to gather up-to-date…

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10 Ways for Seniors to Protect Themselves From Fraud – South Florida Senior and Retirement Financial Abuse and Exploitation Attorney
Russell L. Forkey

10 Ways for Seniors to Protect Themselves From Fraud – South Florida Senior and Retirement Financial Abuse and Exploitation Attorney: Know who you’re dealing with. Try to find a seller’s physical address (not a P.O. Box) and phone number. With internet phone services and other web-based technologies, it’s tough to tell where someone is calling…

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Refund and Recovery Scams – Boca Raton, Florida Fraud and Misrepresentation Attorney
Russell L. Forkey

Refund and Recovery Scams – Boca Raton, Florida Fraud and Misrepresentation Attorney Refund and Recovery Scams Which Promise You That You Will Get Your Money Back: Phone Scams: Scam artists buy and sell “sucker lists” with the names of people who already have lost money to fraudulent promotions, many focusing on elder or retired individuals.…

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Luciano Andres Battioli – Boca Raton, Florida Account Executive Conversion and Theft FINRA Arbitration and Litigation Attorney
Russell L. Forkey

Luciano Andres Battioli – Boca Raton, Florida Account Executive Conversion and Theft FINRA Arbitration and Litigation Attorney The Financial Industry Regulatory Authority, Inc. (FINRA) is a self-regulatory authority assigned the responsibility, by the Securities and Exchange Commission, to license, regulate and discipline securities broker/dealers and their employees, including account executives. In the event that FINRA…

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Annuity and Insurance Fraud and Misrepresentation – Boca Raton, West Palm Beach and Fort Lauderdale, Florida Litigation and Arbitration Attorney
Russell L. Forkey

Annuity and Insurance Fraud and Misrepresentation – Elder Financial Abuse and Exploitation Litigation and Arbitration Attorney: SEC Charges Four Insurance Agents in Securities Fraud Targeting Elderly Investors The Securities and Exchange Commission recently announced charges against four insurance agents for unlawfully selling securities in what turned out to be a multi-million dollar offering fraud targeting…

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South Florida Elder and Retirement Financial Abuse and Exploitation FINRA Arbitration and Litigation Attorney
Russell L. Forkey

Fort Lauderdale, Boca Raton, Delray Beach, Lantana, Lake Worth and West Palm Beach, Florida Elder Financial Abuse and Exploitation Litigation and FINRA Arbitration Attorney: SEC Charges Virginia-Based Broker With Stealing Funds From Elderly Customers The Securities and Exchange Commission recently charged a broker based in Roanoke, Va., with defrauding elderly customers, including some who are…

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