Stock Broker Fraud, Theft and Misrepresentation FINRA Arbitration and Litigation Attorney, Russell L. Forkey, Esq.

January, 2012:

Andrew Vincent Kardish II (CRD #2893973, Registered Supervisor, San Juan Capistrano, California) submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any FINRA member in any capacity. Without admitting or denying  the findings, Kardish consented to the described sanction and to the entry of findings that he failed to appear and testify at a FINRA on-the-record interview regarding allegations of misappropriation of funds. (FINRA Case #2009018982901).