FINRA Securities Fraud, Misrepresentation and Mismanagement Attorney, Russell L. Forkey, Esq.

May, 2011

Cesar Madrigal (CRD #4572698, Registered Representative, Deer Park, Texas, formerly registered with Wells Fargo Advisors, LLC.) was barred from association with any FINRA member in any capacity. The sanction was based on findings that Madrigal misappropriated $102,054.55 from customers’ bank accounts by using forged customer signatures on partial withdrawal general ledger tickets. The findings stated that Madrigal admitted to his member that he had engaged in this misconduct.  The findings also stated that Madrigal failed to respond to FINRA requests for information.  (FINRA Case #2009019322001).

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With extensive courtroom, arbitration and mediation experience and an in-depth understanding of securities law, our firm provides all of our clients with the personal service they deserve. Handling cases worth $25,000 or more, we represent clients throughout Florida and across the United States, as well as for foreign individuals that invested in U.S. banks or brokerage firms. Contact us to arrange your free initial consultation.