FINRA Arbitration Attorney for Foreign Investors Dealing with FINRA Licensed Brokerage Firms and Account Executives.

August, 2011:

Faran S. Kassam (CRD #4816180, Foreign Associate, London, England) was barred from association with any FINRA member in any capacity. The sanction was based on findings that Kassam failed to respond to FINRA requests for information and documents in connection with his sale of CDs. (FINRA Case #2010025127401).