FINRA Arbitration Fraud and Mismanagement Attorney, Russell L. Forkey, Esq.

February, 2011:

Harry Alexander Mullen Jr. (CRD #342393, Registered Representative, Marietta, Georgia) submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Mullen consented to the described sanction and to the entry of findings that he failed to respond to FINRA requests for on-the-record testimony. (FINRA Case #2009019155901).