Stock Broker Mismanagement, Fraud and Misrepresentation FINRA Arbitration and Litigation Lawyer, Russell L. Forkey, Esq.
Henry Horace Godbee IV aka Chad Godbee (CRD #4536422, Registered Representative, North Little Rock, Arkansas) submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Godbee consented to the described sanction and to the entry of findings that he failed to respond to a FINRA request to appear for on-the record testimony regarding his sale of a Regulation D offering to customers. The findings stated that Godbee informed FINRA staff he was no longer registered with FINRA, had no intention of ever registering in the future and would not appear for testimony. (FINRA Case #2010022306401).