FINRA Arbitration Attorney Russell L. Forkey, Esq., Representing Foreign Investors against U.S. Brokerage Firms for Fraud, Misrepresentation and Negligence

August, 2011:

James Patrick Cross (CRD #1946579, Registered Representative, Nossegem, Belgium) was barred from association with any FINRA member in any capacity. The sanction was based on findings that Cross failed to respond to FINRA requests for information and documents regarding his sale of certificates of deposit (CDs). (FINRA Case #2010025127301).