FINRA Securities Fraud and Mismanagement Arbitration Attorney, Russell L. Forkey, Esq.

August, 2011:

Jose Salvador Rubio (CRD #1854133, Registered Representative, Miami, Florida) was barred from association with any FINRA member in any capacity. The sanction was based on findings that Rubio failed to respond to FINRA requests to appear for on-the-record testimony. (FINRA Case #2009018879801).