Stock Broker Misrepresentation, Fraud and Mismanagement FINRA Arbitration and Litigation Lawyer, Russell L. Forkey, Esq.

January, 2012:

Ronald Sherman Ross Jr. (CRD #2796527, Registered Representative, Janesville, Wisconsin) submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Ross consented to the described sanction and to the entry of findings that he failed to respond to FINRA requests to appear for on-the-record testimony. (FINRA Case #2010022038501).