Articles Posted in SEC Defense

South Florida, including Boca Raton, Fort Lauderdale and West Palm Beach SEC Defense Attorney:

Securities and Exchange Commission v. Michael J. Moore, Civil Action No. 2:15-cv-01865 (D. Nev.)

SEC Charges Las Vegas-Based Accountant with Violating SEC and PCAOB Orders

Delaney Equity Group, LLC. – South Florida SEC Subpoena Enforcement Defense Attorney

Securities and Exchange Commission v. Delaney Equity Group LLC, Civil Action No. 15-cv-81384 (S.D. Fl.)

The Securities and Exchange Commission recently announced that on October 7, 2015, it obtained an emergency court order preventing Delaney Equity Group LLC (“Delaney”), a registered broker-dealer headquartered in Palm Beach Gardens, Florida, from violating broker-dealer books-and-records provisions of the federal securities laws and from destroying any documents subject to those provisions.

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