Delaney Equity Group, LLC. – South Florida SEC Subpoena Enforcement Defense Attorney
Securities and Exchange Commission v. Delaney Equity Group LLC, Civil Action No. 15-cv-81384 (S.D. Fl.)
The Securities and Exchange Commission recently announced that on October 7, 2015, it obtained an emergency court order preventing Delaney Equity Group LLC (“Delaney”), a registered broker-dealer headquartered in Palm Beach Gardens, Florida, from violating broker-dealer books-and-records provisions of the federal securities laws and from destroying any documents subject to those provisions.