Investment Placement Group, Adolfo Gonzalez-Rubio and Aurello Rodriguez
Excessive or Unnecessary Mark-up fraud and Misrepresentation FINRA Arbitration and Litigation Attorney, Russell L. Forkey, Esq.December, 2011:The Securities and Exchange Commission recently charged a former securities trader at a San Diego-based brokerage firm with...GE Funding Capital Market Services
Municipal Bond Fraud and Misrepresentation FINRA Arbitration and Litigation Lawyer, Russell L. Forkey, Esq.December, 2011:The Securities and Exchange Commission recently charged GE Funding Capital Market Services with securities fraud for participating in a...Heart Tronics, Inc., et al.,
Fraudulent Pump and Dump Litigation Attorney, Russell L. Forkey, Esq.December, 2011:SEC v. Heart Tronics, Inc., et al., Case No. SACV-11-1962-JVS (ANx) (C.D. Cal.)SEC Charges Heart Tronics, Inc. and Six Individuals in Connection with a Series of Fraudulent Schemes...Myron Weiner – Spongetech Delivery Systems
Sale of Unregistered Securities Litigation and FINRA Arbitration Attorney, Russell L. Forkey, Esq.December, 2011:SEC v. Myron Weiner, Civil Action No. 11-CV-5731 (E.D.N.Y.) (DLI)(RER)SEC Obtains Injunction Against Myron Weiner for Unregistered Sales of Spongetech...Marcin Malarz (“Malarz”), Jacek Sienkiewicz (“Sienkiewicz”), and Arthur Lin (“Lin”)
Securities and Investment Fraud Litigation Attorney, Russell L. Forkey, Esq.December, 2011:SEC v. Marcin Malarz et al., Case No. 11-cv-8803 (N.D. Ill., filed December 12, 2011). SEC Charges Three Individuals in Chicago-Area Offering FraudThe Securities and...Joseph Meuse and Belmont Partners, LLC.
Public Shell Packaging Fraud and Misrepresentation Litigation Lawyer, Russell L. Forkey, Esq. December, 2011: SEC Charges “Shell Packagers” and Several Others in Penny Stock Scheme Recently, the Securities and Exchange Commission charged a shell...Geoffrey J. Eiten and National Financial Communications Corp.
Penny Stock and Micro-Cap Stock Fraud and Misrepresentation Litigation and FINRA Arbitration Attorney, Russell L. Forkey, Esq. December, 2011: Securities and Exchange Commission v. Geoffrey J. Eiten and National Financial Communications Corp., 1:11-CV-12185...Wachovia Agrees to $148 Million Settlement With SEC and Other Authorities
Municipal Bond Fraud Litigation and FINRA Arbitration Attorney, Russell L. Forkey, Esq.December, 2011:SEC Charges Wachovia With Fraudulent Bid Rigging in Municipal Bond ProceedsWachovia Agrees to $148 Million Settlement With SEC and Other AuthoritiesThe Securities and...Michael R. Balboa and Gilles T. De Charsonville
Fraudulent Over Valuation Investment Fraud Litigation and FINRA Arbitration Lawyer, Russell L. Forkey, Esq.December, 2011:Securities and Exchange Commission v. Michael R. Balboa and Gilles T. De Charsonville, Civil Action No. 8731 (S.D.N.Y. filed December 1, 2011) SEC...