Articles Posted in SEC Enforcement Actions 2011

Investment Advisor Fraud, Mismanagement and Misrepresentation Litigation Lawyer, Russell L. Forkey, Esq.

December, 2011:

Securities and Exchange Commission v. Evolution Capital Advisors, et al., Civ. Action No. 4:11-cv-02945 (United States District Court for the Southern District of Texas, Houston Division) (Miller, J.).

Excessive or Unnecessary Mark-up fraud and Misrepresentation FINRA Arbitration and Litigation Attorney, Russell L. Forkey, Esq.

December, 2011:

The Securities and Exchange Commission recently charged a former securities trader at a San Diego-based brokerage firm with orchestrating an illegal trading scheme.

Municipal Bond Fraud and Misrepresentation FINRA Arbitration and Litigation Lawyer, Russell L. Forkey, Esq.

December, 2011:

The Securities and Exchange Commission recently charged GE Funding Capital Market Services with securities fraud for participating in a wide-ranging scheme involving the reinvestment of proceeds from the sale of municipal securities. 

Penny Stock and Micro-Cap Stock Fraud and Misrepresentation  Litigation and FINRA Arbitration Attorney, Russell L. Forkey, Esq.

December, 2011:

Securities and Exchange Commission v. Geoffrey J. Eiten and National Financial Communications Corp., 1:11-CV-12185 (District of Massachusetts, Complaint filed December 12, 2011).

Fraudulent Over Valuation Investment Fraud Litigation and FINRA Arbitration Lawyer, Russell L. Forkey, Esq.

December, 2011:

Securities and Exchange Commission v. Michael R. Balboa and Gilles T. De Charsonville, Civil Action No. 8731 (S.D.N.Y. filed December 1, 2011)

Contact Information