FINRA Arbitration Mismanagement, Failure to Supervise and Fraud Lawyer, Russell L. Forkey, Esq. June, 2011: Robert Joseph Oftring (CRD #1058581, Registered Principal, Worcester, Massachusetts, licensed with Capital Securities Management, Inc.) submitted a Letter of Acceptance, Waiver and Consent in which he was fined $5,000 and suspended from association with any FINRA member in any principal…
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