South Florida Arbitration & Litigation Lawyer Blog
Broker/Dealer Fraud, Misrepresentation and Mismanagement FINRA Arbitration and Litigation Attorney, Russell L. Forkey, Esq.
January, 2012:
Tyge Thomas Tuccillo (CRD #3075541, Registered Rep., Venice, Florida) submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Tuccillo consented to the described sanction and to the entry of findings that FINRA requested him to appear for a scheduled on-the-record testimony in connection with a private-placement offering sales practice investigation. The findings stated that Tuccillo informed FINRA that he was no longer associated with a FINRA member firm and had no intention of ever doing so in the future. Tuccillo informed FINRA that he would not appear for scheduled testimony on any date in the future. (FINRA Case #2010021240401).