Ray Alexander Thompson

Theft, Fraud and Mismanagement FINRA Arbitration and Litigation Attorney Russell L. Forkey, Esq. March, 2012 Ray Alexander Thompson (CRD #3209494, Registered Principal, Houston, Texas) submitted a Letter of Acceptance, Waiver and Consent in which he was barred from...

Angel Luis Suarez

Unauthorized Trading and Fraud FINRA Arbitration and Litigation Attorney, Russell L. Forkey, Esq. March, 2012: Angel Luis Suarez (CRD #3116550, Registered Principal, Briarwood, New York) was barred from association with any FINRA member in any capacity. The...

Allan Anthony Scheer

Index Linked Certificates of Deposit Fraud, Misrepresentation and Mismanagement FINRA Arbitration and Litigation Attorney, Russell L. Forkey, Esq. March, 2012: Allan Anthony Scheer (CRD #2775825, Registered Principal, Melbourne, Florida) submitted an Offer of...

Ricard Patrick Sandru

Broker/Dealer, Investment Advisor and Hedge Fund Fruad, Mismanagement and Misrepresentation FINRA Arbitration and Litigation Attorney, Russell L. Forkey, Esq. March, 2012: Richard Patrick Sandru (CRD #2470082, Registered Principal, Fort Myers, Florida) submitted a...

J.P. Morgan Securities

Municipal Bond Fraud and Mismanagement FINRA Arbitration and Litigation Attorney, Russell L. Forkey, Esq. July, 2011: SEC Charges J. P. Morgan Securities with Fraudulent Bidding Practices Involving Investment of Municipal Bond Proceeds J.P. Morgan to Pay $228 Million...

Sergio M. Ripamonti

Broker/Dealer and Investment Advisor Fraud and Mirepresentation FINRA Arbitration and Litigation Attorney, Russell L. Forkey, Esq. March, 2012: Sergio M. Ripamonti (CRD #2786045, Registered Representative, Sunny Isles Beach, Florida) submitted a Letter of Acceptance,...

Leonel Ramirez

Account Executive and Broker/Dealer Fraud and Misrepresentation Attorney, Russell L. Forkey, Esq. March, 2012: Leonel Ramirez (CRD #5599833, Registered Principal, New Britain, Connecticut) was barred from association with any FINRA member in any capacity. The sanction...

Vicki Lee Perchinske

Theft and Conversion of Funds, Fraud and Misrepresentation Attorney, Russell L. Forkey, Esq. March, 2012: Vicki Lee Perchinske (CRD #2628617, Registered Representative, Canton, Ohio) was fined $430,420.71, representing the total amount of ill-gotten gain she derived...