Fred Davis Clark, Jr., David W. Schwarz, Cristal R. Coleman, Barry J. Graham and Ricky Lynn Stokes – Florida Real Estate Investment Litigation Attorney

SEC Charges Real Estate Executives in Florida-Based $300 Million Investment Scheme The Securities and Exchange Commission recently charged five former real estate executives who defrauded investors into believing they were funding the development of five-star...

Alison Marie Janke – Florida Securities and Investment Unapproved Loan FINRA Arbitration and Litigation Attorney

Alison Marie Janke – Registered Representative, Port Richey, Florida: The Financial Industry Regulatory Authority, Inc. (FINRA) is a self-regulatory authority assigned the responsibility, by the Securities and Exchange Commission, to license, regulate and...

Brett Henderson – Florida Variable Annuity Switch and Surrender Mismanagement FINRA Arbitration and Litigation Attorney

Brett Henderson – Registered Representative, North Salt Lake City, Utah: The Financial Industry Regulatory Authority, Inc. (FINRA) is a self-regulatory authority assigned the responsibility, by the Securities and Exchange Commission, to license, regulate and...

Sean K. Hannon – Boca Raton, Florida Securities and Investment Fraud and Misrepresentation Litigation and Arbitration Attorney

Sean K. Hannon – Registered Representative, Cary, North Carolina: The Financial Industry Regulatory Authority, Inc. (FINRA) is a self-regulatory authority assigned the responsibility, by the Securities and Exchange Commission, to license, regulate and discipline...

Thomas Brown Hammond – Florida Theft and Securities Fraud and Misrepresentation FINRA Arbitration and State and Federal Litigation Attorney

Thomas Brown Hammond – Registered Representative, Fair Oaks, California: The Financial Industry Regulatory Authority, Inc. (FINRA) is a self-regulatory authority assigned the responsibility, by the Securities and Exchange Commission, to license, regulate and...

John Brady Guyette – Florida Private Placement Securities Fraud, Misrepresentation and Due Diligence FINRA Arbitration and Litigation Attorney

John Brady Guyette – Registered Principal, Greeley, Colorado: The Financial Industry Regulatory Authority, Inc. (FINRA) is a self-regulatory authority assigned the responsibility, by the Securities and Exchange Commission, to license, regulate and discipline...

Kenneth A. Dachman – Miami, Florida Investment and Securities Fraud and Mismanagement Litigation and FINRA Arbitration Attorney

Kenneth A. Dachman Sentenced to 10 Years in Prison and Ordered to Pay Over $4 Million in Restitution The Securities and Exchange Commission (SEC) announced that on January 17, 2013, in a criminal action brought by the U.S. Attorney’s Office for the Northern...

Raymond Y.H. Park – Cooper City, Florida Investment Advisor and Broker/Dealer Fraud, Mismanagement and Breach of Fiduciary Duty FINRA Arbitration and Litigation Attorney

In the Matter of Raymond Y.H. Park Recently, the Securities and Exchange Commission (the “Commission”) issued an Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and...

Sung Kook Hwang – Lauderhill, Florida Investment Advisor and Broker/Dealer Fraud, Misrepresentation and Breach of Fiduciary Duty FINRA Arbitration and Litigation Attorney

In the Matter of Sung Kook Hwang Recently, the Securities and Exchange Commission (the “Commission”) issued an Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing...