City of Victorville, Southern California Logistics Airport Authority and Kinsell, Newcomb & De Dios – Florida Municipal Bond Fraud and Misrepresentation FINRA Arbitration and Litigation Attorney

Securities and Exchange Commission v. City of Victorville, et al., Civil Action No. EDCV 13-776 JAK (DTBx) (C.D. Cal., filed April 29, 2013) SEC Charges City of Victorville, Underwriter, and Others with Defrauding Municipal Bond Investors The Securities and Exchange...

Daniel F. Peterson and USA Real Estate Fund 1 – West Palm Beach, Florida Investment Capital Fraud and Mismanagement FINRA Arbitration and Litigation Attorney

Securities and Exchange Commission v. USA Real Estate Fund 1, Inc. and Daniel F. Peterson, Civil Action No. CV-13-157-LRS (E.D. Washington, filed Apr. 24, 2013) SEC Seeks to Halt Scheme Raising Investor Funds Under Guise of Jobs Act The Securities and Exchange...

Josehp Hilton f/k/a Joseph Yurkin and New Horizon Publishing Inc. – Florida Securities and Investment Fraud, Mismanagement and Misrepresentation FINRA Arbitration and Litigation Attorney

Securities and Exchange Commission v. Hilton, et al.., Civil Action No. 12-CV-81033-DMM/DLB District Court Enters Permanent Injunction Against Defendants Joseph Hilton, F/K/a Joseph Yurkin and New Horizon Publishing Inc. The Securities and Exchange Commission recently...

Joshua Constantin and Windham Securities, Inc. – South Florida Securities and Investment Fraud and Mismanagement FINRA Arbitration and Litigation Attorney

Securities and Exchange Commission v. Joshua Constantin, Brian Solomon, and Windham Securities, Inc. and Relief Defendants Constantin Resource Group, Inc. and Domestic Applications Corp.,, Civil Action No. 1:11-cv-4642 (MHD) (filed July 6, 2011) Court Finds Brokerage...

RBC Capital Markets Corporation nka RBC Capital Markets, LLC. – Delray Beach, Florida Closed – End Fund Unsuitable Recommendation FINRA Arbitration and Litigation Attorney

RBC Capital Markets Corporation nkn RBC Capital Markets, LLC, New York, New York: The Financial Industry Regulatory Authority, Inc. (FINRA) is a self-regulatory authority assigned the responsibility, by the Securities and Exchange Commission, to license, regulate and...

Fort Lauderdale, Florida False and Misleading Sales Material FINRA Arbitration and Litigation Attorney

Hedge Fund Capital Partners, LLC. and Howard Gordon Jahre, Registered Principal, New York, New York: The Financial Industry Regulatory Authority, Inc. (FINRA) is a self-regulatory authority assigned the responsibility, by the Securities and Exchange Commission, to...

Boca Raton, Florida, Unregistered Broker – Dealer Fraud and Misrepresentation FINRA Arbitration and Litigation Attorney

Genesis Securities, LLC. (New York, New York) and William Chingwen Yeh, Registered Principal, Oyster Bay, New York: The Financial Industry Regulatory Authority, Inc. (FINRA) is a self-regulatory authority assigned the responsibility, by the Securities and Exchange...

Daniel F. Peterson and USA Real Estate Fund 1, Inc. – South Florida Investment Capital Fraud and Misrepresentation State and Federal Litigation Attorney

Securities and Exchange Commission v. USA Real Estate Fund 1, Inc. and Daniel F. Peterson, Civil Action No. CV-13-157-LRS (E.D. Washington, filed Apr. 24, 2013) SEC Seeks to Halt Scheme Raising Investor Funds Under Guise of Jobs Act The Securities and Exchange...