Charlotte Bredal Oliver – Florida Variable and Fixed Annuity, Life and Health Insurance Fraud and Misrepresentation Litigation and Arbitration Attorney

Florida Variable and Fixed Annuity, Life and Health Insurance Fraud and Misrepresentation Attorney: In the Matter of:  Charlotte Bredal Oliver, Case No.: 140535-13-AG: On September 20, 2013, the Florida Department of Financial Services (“Department”)...

Matthew Watson Shaw Consent Order – South Florida Insurance and Variable Annuity Consumer Advocate Litigation and Arbitration Attorney

Variable Annuity Misrepresentation – Florida Litigation and Arbitration Attorney: In the Matter of:  Matthew Watson Shaw, Administrative Case No: 139968-13-AG:  On September 4, 2013, the Florida Department of Financial Services entered a Consent Order...

A and D Insurance Consent Order – South Florida Insurance Fraud, Mismanagement and Theft Litigation Attorney

In the Matter of A & D Insurance, Administrative Case No. 132225-13-AG. On April 10, 2013, the Department issued a Consent Order against A & D Insurance, which provided in relevant part, that the respondent surrender to the Department is agency registration....

Florida Insurance News and Enforcement Actions – Florida Insurance Fraud, Mismanagement and Breach of Fiduciary Duty Litigation and Arbitration Attorney

The Florida Department of Insurance: The mandate of the Florida Department of Insurance is to ensure that insurance companies licensed to do business in Florida are financially viable, operating within the laws and regulations governing the insurance industry; and...

OX Trading, LLC, optionsXpress, Inc. and Thomas E. Stern – South Florida Option Fraud and Breach of Fiduciary Duty FINRA Arbitration and Litigation Attorney

In the Matter of OX Trading, LLC, optionsXpress, Inc., and Thomas E. Stern The Commission issued an Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 as to OX...

Crowdfunding – Florida Securities and Investment Litigation and Arbitration Attorney

Crowdfunding: The Securities and Exchange Commission recently voted unanimously to propose rules under the JOBS Act to permit companies to offer and sell securities through crowdfunding. Crowdfunding describes an evolving method of raising capital that has been used...

Pyramid Schemes Posing as Multi-Level Marketing Programs – Florida Pyramid Scheme and Multi-Level Marketing State and Federal Court Litigation Attorney

The Securities and Exchange Commission’s Office of Investor Education and Advocay recently issued an Investor Alert: Beware of Pyramid Schemes Posing as Multi-Level Marketing Programs.  Excerpts from this release follow: Have you ever been tempted by an...

John Micciola – Florida Securities Fraud and Theft FINRA Arbitration and Litigation Attorney

In the Matter of John Micciola: The Securities and Exchange Commission recently announced the issuance of an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions...

Pyramid Scheme – Florida Fraud and Misrepresentation State and Federal Court Litigation Attorney

Securities and Exchange Commission v. CKB Holdings Ltd., et al., Civil Action No. 13-5584 (E.D.N.Y., filed October 9, 2013) SEC Halts $20 Million Pyramid Scheme Targeting Asian-American Community The Securities and Exchange Commission recently announced charges and...

Equity Indexed Annuity – South Florida Insurance and Securities Fraud FINRA Arbitration and Litigation Attorney

Equity Indexed Annuity (Elder Abuse) – Fort Lauderdale, Boca Raton, Delray Beach, Lake Worth and West Palm Beach, Florida Insurance (fixed and variable annuity) and Securities Fraud and Misrepresentation FINRA Arbitration and Litigation Attorney: An Equity...