Financial Elder Abuse – Financial Elder Exploitation – Florida Litigation and FINRA Arbitration Attorney

Financial Elder Abuse and Elder Exploitation – Boca Raton, Delray Beach, West Palm Beach and Fort Lauderdale, Florida Litigation and Arbitration Attorney: Florida Statute Section 415.1111 grants to vulnerable (elder) adults a cause of action as a result of...

Florida Penny (Microcap) Stock and Regulation D Fraud and Misrepresentation Litigation and FINRA Arbitration Attorney

The Securities and Exchange Commission recently charged a New York-based penny stock financier and his firms with violating the federal securities laws when they purchased billions of shares in a pair of microcap companies and failed to register them before they were...

Charles H. Merchant, Sr. and Southern USA Resources, Inc. – Florida Security and Investment Fraud, Misrepresentation and False Filing FINRA Arbitration and Litigation Attorney

Securities and Exchange Commission v. Charles H. Merchant, Sr. and Southern USA Resources, Inc., Civil Action No. 1:13-cv-3879-SCJ (N.D. Ga.) SEC Charges Alabama Based Defendants with Securities Fraud and Reporting Violations Recently, the Securities and Exchange...

Annuity Fraud and Misrepresentation and Elder Abuse – Florida Annuity and Insurance Fraud FINRA Arbitration and Litigation Attorney

South Florida Elder Abuse Insurance and Annuity Fraud and Misrepresentation Attorney Russell L. Forkey, Esq. The Securities and Exchange Commission (SEC) recently charged a self-described institutional trader in Colorado with defrauding elderly investors...

South Florida Investment Adviser Fraud and Misrepresentation FINRA Arbitration and Litigation Attorney

Tampa, Fort Meyers and Naples, Florida Investment Adviser Fraud, Breach of Fiduciary Duty and Misrepresentation FINRA Arbitration and State and Federal Court Litigation Attorney: The Securities and Exchange Commission recently announced charges against two...

FAQ’s Margin – Fort Lauderdale, Florida Margin Abuse and Negligence FINRA Arbitration and Litigation Attorney

Margin Abuse, Margin Miscalculation and Excessive Margin – South Florida FINRA Arbitration and Litigation Attorney: “Margin” is borrowing money from your broker to buy a stock and using your investment as collateral. Investors generally use margin to...

General Features of Indexed Annuities – South Florida Indexed Annuity Misrepresentation and Fraud Litigation and FINRA Arbitration Attorney

Florida Indexed Annuity Fraud and Misrepresentation FINRA Arbitration and Litigation Attorney: Prior to purchasing an indexed annuity, it is important that you understand various features contained in the annuity contract.  Some of these items are set forth...

FAQ’s About Indexed Annuities – Florida Indexed Annuity Fraud and Misrepresentation FINRA Arbitration and Litigation Attorney

South Florida Indexed Annuity Fraud and Misrepresentation Litigation and FINRA Arbitration Attorney: What is an indexed annuity? An indexed annuity is a type of contract between you and an insurance company. During the accumulation period – when you make either...

FAQ’s Annuities – South Florida Fixed and Variable – Deferred and Immediate Annuity Fraud and Misrepresentation FINRA Arbitration and Litigation Attorney

Florida Fixed and Variable – Deferred and Immediate Annuity – Fraud and Misrepresentation Litigation and FINRA Arbitration Attorney: FAQ’s About Annuities: An annuity is a contract or agreement with an insurance or investment company that provides a...

Post-Employment Restrictive Covenants – South Florida Restrictive Covenant Litigation and Arbitration Attorney

Post-Employment Restrictive Covenants – Insurance and other Businesses: This post provides a general discussion concerning post-employment restrictive covenants that may be found in employment agreements in the State of Florida. The statute governing this issue...